Level 3, Level 6 and Level 7 explained

Environmental Management Qualification Assessment & Evidence Guide

Understand how knowledge, practical competence, workplace documents, professional discussion, observation and prior learning contribute to a valid assessment decision.

The key principle

Portfolio assessment does not mean “no assessment”

Every learning outcome and assessment criterion must still be demonstrated with suitable evidence. The assessment approach changes as learners progress from foundation knowledge to applied and strategic competence.

KNOWLEDGE

What the learner knows

Written work, questioning and discussion can explain understanding, reasoning and professional judgement.

COMPETENCE

What the learner can do

Practical outcomes require evidence that the learner performed the relevant activity to the required standard.

ASSESSMENT

What the evidence proves

The assessor decides whether evidence is valid, authentic, relevant, current enough and sufficient.

Assessment at a glance

How assessment changes by level

AreaLevel 3Level 6Level 7
Main emphasisFoundation knowledgeApplied practitioner and management capabilityAdvanced strategic capability
PortfolioAssessment evidence retained by the centreYesYes
Current SHEC deliveryEntry-level e-learning with a 60-question, 90-minute multiple-choice assessmentKnowledge and competency portfolioAdvanced knowledge and competency portfolio
Workplace evidenceNo workplace-evidence suitability gateImportant for vocational evidenceImportant for advanced vocational evidence
Observation and witness evidenceLess centralRelevant where competence is assessedRelevant where competence is assessed
RPLPotentiallyPotentiallyPotentially
Level 3 is not an NVQ and should not be presented as a workplace-competence qualification. Levels 6 and 7 are also regulated ProQual diplomas, not NVQs.
Portfolio assessment

A structured body of mapped evidence

A portfolio is not a random collection of documents. Evidence is mapped to the qualification criteria and reviewed as a coherent basis for an assessment decision.

Candidate work
Professional discussion
Observation or witness evidence
Reflection
Organisational documents
No single evidence type should be assumed to prove every criterion. The assessor selects the combination needed for reliable evidence.
Competency evidence

What can count?

Assessor observation
Candidate-produced workplace documents
Reports and records from genuine activity
Photographs or video where appropriate
Expert witness testimony
Professional discussion linked to practice
Candidate reflection
Permitted case-study or simulated activity
Evidence methods

How different evidence supports the decision

Assessor observation

A qualified assessor observes relevant activity and records what was demonstrated against specific assessment criteria. Supporting documents or reflection may also be needed.

Expert witness testimony

A suitably experienced witness records activity they directly observed. The witness does not award the qualification; the assessor retains responsibility.

Professional discussion

A structured, recorded conversation can test understanding, explore judgement, confirm authenticity and clarify the learner’s contribution.

Candidate-produced evidence

Real work can demonstrate several criteria

One substantial item may support multiple requirements where it genuinely demonstrates them. The assessor maps the evidence carefully to avoid unnecessary duplication.

Systems and controls

  • Environmental policies
  • Aspects and impacts registers
  • Risk assessments
  • Management-system documents

Performance evidence

  • Waste or energy reports
  • Sustainability performance reports
  • Objectives and action plans
  • Improvement records

Assurance and research

  • Audit plans and findings
  • Project outputs
  • Research evidence
  • Professional reflection
Existing evidence and RPL

Prior learning is considered, not automatically exempted

Recognition of Prior Learning

Previous qualifications, reports, audits, projects and professional work may be considered against current requirements when the evidence is valid, authentic, reliable, current enough and sufficient.

Workplace documents

Existing organisational evidence can be valuable when it demonstrates the learner’s contribution. Collaborative authorship may need clarification through discussion or questioning.

Confidential evidence must follow employer, centre and data-protection requirements. Redaction or permission may be needed before submission.
Authenticity

Evidence must represent the learner’s own work

The learner should be able to explain their evidence, decisions and contribution. Assessors may use questioning, discussion, witness evidence and supporting records to confirm authenticity.

APPROPRIATE SUPPORT

AI can support learning

  • Organise the learner’s own notes
  • Improve grammar or structure
  • Explain terminology for revision
  • Help plan research
  • Support reflection on genuine activity
NOT ACCEPTABLE

AI cannot replace assessed work

  • Fabricate workplace activity or data
  • Invent environmental reports
  • Create false witness evidence
  • Present generated reports as genuine workplace work
  • Fabricate audits, observations or experience
Evidence gaps

Portfolios develop through feedback

Where evidence is insufficient, the assessor identifies the gap and agrees an appropriate way to address it.

Additional written work or reporting
Further oral or written questioning
Another professional discussion
Additional workplace documents
Further observation
Expanded reflection or clarification
Quality assurance

Who makes and checks the assessment decision?

SHEC Learning®

Qualified assessors make assessment decisions. Internal quality assurance checks that decisions are consistent, fair, properly recorded and supported by appropriate evidence.

ProQual

ProQual is the awarding organisation. It approves centres, provides external quality assurance and awards certification within the regulated framework.

Frequently asked questions

Environmental assessment and evidence

Does Level 3 have assessment evidence?

Yes. The centre must retain suitable evidence that the learner has achieved the qualification requirements. SHEC Learning® currently delivers Level 3 through entry-level e-learning and a multiple-choice assessment.

Does Level 3 require workplace evidence?

No workplace-evidence suitability gate applies. Level 3 is primarily knowledge-focused and is not an NVQ-style workplace competence qualification.

Are Level 6 and Level 7 all coursework?

No. Both contain competency-based outcomes where the learner must demonstrate appropriate practical performance and evidence.

Do I need workplace evidence for Level 6 and Level 7?

Yes. SHEC Learning® requires learners to have a suitable role and access to appropriate vocational evidence.

Can photographs or video be used?

Potentially, where relevant, appropriate and permitted by the assessment plan and evidence-handling requirements.

Can witness statements be used?

Yes, but the assessor remains responsible for the decision and may require corroborating evidence.

Can previous experience count?

Potentially through RPL where evidence meets the current qualification requirements. It is not an automatic exemption.

Can one document cover several criteria?

Yes, where it genuinely demonstrates them and the assessor can map it reliably.

Can AI write my portfolio?

No. AI can support legitimate learning, organisation and language improvement, but it must not replace the learner’s own assessed knowledge, work or competence.

What happens if my portfolio has gaps?

The assessor can request further evidence, questioning, discussion, reflection or practical assessment activity.

Prepare the right evidence

Choose the assessment route that matches your level

Compare Level 3 foundation assessment with the applied and strategic evidence requirements at Levels 6 and 7.